All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.
SEC closed meetings are not open to the public.
Public Appearances by Officials
When: October 28, 2014, 12:40 p.m. ET, 9:40 a.m. PT
Who: Michele Wein Layne, Director, Los Angeles Regional Office
What: Panelist at NRS 29th Annual Fall Investment Advisor and Broker Dealer Compliance Conference
Where: 7500 E. Doubletree Ranch Rd, Scottsdale, Ariz.
Contact: Caroline Kirk, +44 208 652 4328, firstname.lastname@example.org
When: October 29, 2014, 9 a.m. ET
Who: Norm Champ, Director, Investment Management
What: Keynote Speaker, SIFMA Complex Products Forum
Where: SIFMA Conference Center, 120 Broadway, New York
Contact: Jeff Richen, 212-313-1264, email@example.com
Public Hearings and Administrative Proceedings
To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.
When: Monday, October 27–Friday, November 14, 2014,
9:30 a.m. Central Daylight Time
Who: Administrative Law Judge Jason S. Patil
What: Hearing in the matter of Thomas R. Delaney II, and Charles W. Yancey, Administrative Proceeding File No.3-15873
Where: US District Court for the Northern District of Texas
1100 Commerce Street Courtroom 1351 Dallas, Texas 75242
Contact: Office of Administrative Law Judges, (202) 551-6030
When: Monday, November 17–Friday, November 21, 2014, 9:30 a.m. Mountain Standard Time
Who: Administrative Law Judge Carol Fox Foelak
What: Hearing in the matter of Lawrence M. Labine, Administrative Proceeding File No. 3-15967
Where: Sandra Day O'Connor Federal Courthouse 401 West Washington Street Tax Courtroom 406 Phoenix, Arizona
Contact: Office of Administrative Law Judges,